Fees for advisers

Our service is based on delivering real value for clients and we believe this is what sets us apart from more commoditised and impersonal solutions elsewhere. Our individual portfolio service is aimed at clients who require close engagement within a solution that accommodates their specific needs.

Fee grouping
Client accounts are aggregated to ensure the best possible tiered rate.

Direct access
In touch with the manager accountable for investment decisions.*

Personalised portfolio
Meeting clients’ unique requirements.

Rathbones online
24/7 access to portfolio information.

Size and strength
Peace of mind knowing that your clients’ money is looked after by one of the largest and longest established investment managers in the UK.

Scale
Buying power to secure competitive terms on collectives.

Strategic partnerships 
Preferential partnership rates for advisers committed to incorporating Rathbones into their investment proposition.


Partnership rate**

0.75%  Applicable for firms with more than £5m of client funds already managed by us in our unitised portfolio service and/or individual portfolio service, management fees will be reduced to a flat rate of 0.75%.

For firms qualifying for our partnership rate, the use of external discretionary managers usually forms a normal part of their client investment proposition.

Standard rate**: 

Individual portfolio service
1.00% on first £2,000,000
0.75% balance over £2,000,000

Unitised portfolio service
0.75%

Applicable for firms choosing Rathbones infrequently for their clients.

For firms of this type, the use of a discretionary management firm is unlikely to be a core part of the client investment proposition.

 

 

*Individual portfolio service only
**In line with HMRC tax rules, our management fees are subject to VAT (where applicable) and stamp duty applies to the purchase of UK shares within client portfolios.

 

Important legal information

This area of the site is for professional advisers

Please read this page before proceeding, it explains certain legal and regulatory restrictions applicable to the distribution of this information. It is your responsibility to inform yourselves of and to observe all applicable laws and regulations of the relevant jurisdiction.

This section of the website is directed only at investment advisers and other financial intermediaries who are authorised and regulated by the Financial Conduct Authority (FCA).

The information provided in this site is directed at UK investment advisers only and must not be circulated to private clients or to the general public. It does not constitute an offer to sell, or solicit an offer to purchase any investments by anyone in any jurisdiction in which such offer or solicitation is not authorised or in which a member of the Rathbone Group is not authorised to do so.

I confirm that I am an investment intermediary authorised and regulated by the Financial Conduct Authority. I have read and understood the legal information and risk warnings below:

Important Information (Terms and Conditions)

The information contained on this site is believed to be accurate at the date of publication but no warranty of accuracy is given and the information is subject to change without notice. Any opinions or estimates included herein constitute a judgement as of the date of publication and are subject to change without notice. Furthermore, no responsibility is accepted for the accuracy of any information contained within sites provided by third parties that may have links to or from our pages.

Rathbone Investment Management Limited ("RIM") is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Registered Office: Port of Liverpool Building, Pier Head, Liverpool L3 1NW. Registered in England No 01448919.

In accordance with regulations, all electronic communications and telephone calls between Rathbones and its clients are recorded and stored for a minimum period of six months.

The information provided in this site is directed at UK investors only. It does not constitute an offer to sell, or solicit an offer to purchase any investments by anyone in any jurisdiction in which such offer or solicitation is not authorised or in which a member of the Rathbone Group is not authorised to do so.

In particular, the information herein is not for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities in France and the United States of America to or for the benefit of United States persons (being resident in the United States of America or partnerships or corporations organised under the laws of the United States of America or any state, territory or possession thereof).

In order to comply with money laundering and other regulations, additional documentation for identification purposes may be required.

Rathbones shall have no liability for any data transmission errors such as data loss, damage or alteration of any kind including, but not limited to, any direct, indirect or consequential damage arising out of the use of services provided or referred to in this website.

Past performance should not be seen as an indication of future performance.

The value of investments and the income from them can fall as well as rise and you may not get back the amount originally invested, particularly if your client does not continue with the investment over the longer term.

Changes in the rate of exchange between currencies may cause the value of an investment to go up or down.

Interest rate fluctuations are likely to affect the capital value of investments within bond funds. When long term interest rates rise the capital value of units is likely to fall and vice versa. The effect will be more apparent on funds that invest significantly in long dated securities. The value of capital and income will fluctuate as interest rates and credit ratings of the issuing companies change.

Tax levels and reliefs are those currently applicable and may change and the value of any tax advantage will depend on individual circumstances.

Investing in emerging markets or small companies may be potentially volatile, as these investments are high risk.

The design, text and images are owned, except as expressly stated by members of the Rathbone Group. They may not be copied, transmitted, displayed, performed, distributed, licensed, altered, framed, stored or otherwise used in whole or in part or in any manner without the written consent of Rathbones except to the extent permitted and under the procedures specified in the copyright Designs and Patents Act 1988, as amended and then only with notices of Rathbones' rights.